- Category:
- Markets Training
- Targeted Audience:
- Anyone working within a commercial bank in ALM, credit, treasury and strategy. In addition, central bank regulators and anyone else responsible for banking supervision at national, regional or state level.
- Prerequisites:
-
- CPE Credits:
-
- Course Level:
- Foundation
-
Date | Duration | Cost | Venue | Register | 22 May 2018 | 1 day | £975.00 | London | | 4 Jun 2018 | 1 day | £975.00 | London | | 18 Jun 2018 | 1 day | $1400.00 | New York | | 3 Jul 2018 | 1 day | $1400.00 | New York | | 9 Jul 2018 | 1 day | £975.00 | London | |
|
The principal objectives of the one-day seminar are to give delegates a clear understanding of:
• What MiFID II aims to achieve |
• Which entities are affected by MiFID II |
• How MiFID II will change market infrastructure and conduct |
• How MiFID II relates to other global legislation like the US Dodd Frank Act |
• What everyone in financial services must do to comply with the new regime |

The course is structured as follows:
• What exactly are MiFID and MiFID II? |
• MiFID and MiFIR |
• The scope and objectives of MiFID II |
• Who does MiFID II affect? |
♦ Investment banks |
♦ Retail banks |
♦ Investment managers |
♦ Custodians |
♦ Others |
• The MiFID II timeline |
• Changes to market structure |
♦ Regulated Markets (RMs) |
♦ Multilateral Trading Facilities (MTFs) |
♦ Organised Trading Facilities (OTFs) |
♦ Systematic Internalisers (Sis) |
♦ Data Reporting Services Providers (DRSPs) |
• Derivative trading obligations |
• Open access |
• Effect on transaction reporting / consolidated tape |
• Impact on algorithmic trading and HFT |
• Investor protection features |
• Paying for investment research and services under MiFID II |
• Costs and pricing |
• Corporate governance |
• How MiFID II compares with the Dodd Frank Act |