- Category:
- Markets Training
- Targeted Audience:
- Anyone working within a commercial bank in ALM, credit, treasury and strategy. In addition, central bank regulators and anyone else responsible for banking supervision at national, regional or state level.
- Prerequisites:
-
- CPE Credits:
-
- Course Level:
- Foundation
-
| Date | Duration | Cost | Venue | Register | | 30 Jan 2019 | 1 day | $1400.00 | New York | | | 19 Feb 2019 | 1 day | £975.00 | London | | | 26 Mar 2019 | 1 day | £975.00 | London | | | 24 Apr 2019 | 1 day | £975.00 | London | |
|
The principal objectives of the one-day seminar are to give delegates a clear understanding of:
| • What MiFID II aims to achieve |
| • Which entities are affected by MiFID II |
| • How MiFID II will change market infrastructure and conduct |
| • How MiFID II relates to other global legislation like the US Dodd Frank Act |
| • What everyone in financial services must do to comply with the new regime |
The course is structured as follows:
| • What exactly are MiFID and MiFID II? |
| • MiFID and MiFIR |
| • The scope and objectives of MiFID II |
| • Who does MiFID II affect? |
| ♦ Investment banks |
| ♦ Retail banks |
| ♦ Investment managers |
| ♦ Custodians |
| ♦ Others |
| • The MiFID II timeline |
| • Changes to market structure |
| ♦ Regulated Markets (RMs) |
| ♦ Multilateral Trading Facilities (MTFs) |
| ♦ Organised Trading Facilities (OTFs) |
| ♦ Systematic Internalisers (Sis) |
| ♦ Data Reporting Services Providers (DRSPs) |
| • Derivative trading obligations |
| • Open access |
| • Effect on transaction reporting / consolidated tape |
| • Impact on algorithmic trading and HFT |
| • Investor protection features |
| • Paying for investment research and services under MiFID II |
| • Costs and pricing |
| • Corporate governance |
| • How MiFID II compares with the Dodd Frank Act |
