| Intermediate | CPD: 7 hours | 1 day | Live |
Description
The Mastering MiFID II and EMIR course is designed to demystify and explain what these frameworks are intended to achieve, and how they affect users of the financial markets in Europe.
Learning Outcomes
By attending this course, you will understand:
- What MiFID II and EMIR aim to achieve
- Which entities are affected by this legislation
- How MiFID II and EMIR change market infrastructure and conduct
- How MiFID II and EMIR relate to other global legislation like the US Dodd Frank Act
- What everyone in financial services must do to comply
Who Should Attend
Anyone working within a commercial bank in compliance, trade execution, ALM, credit, treasury and strategy. In addition, central bank regulators and anyone else responsible for banking supervision at national, regional or state level.
Prerequisites
A good working knowledge of the financial markets.
Book Now!Seminar Content
MiFID II
- What exactly is MiFID II?
- Evolution of MiFID II
- Key objectives of MiFID II
- Scope of MiFID II
- Who does MiFID II affect?
- Investment banks
- Retail banks
- Trading venues
- Investment managers
- Custodians
- Others
- What financial instruments does MiFID II cover?
- Conduct of business
- Client / investor protection
- Cost transparency and remuneration policy
- Paying for investment research and services under MiFID II
- Conflicts of interest
- Changes to market structure
- Regulated Markets (RMs)
- Multilateral Trading Facilities (MTFs)
- Organised Trading Facilities (OTFs)
- Systematic Internalisers (SIs)
- Data Reporting Services Providers (DRSPs)
- Pre- and post-trade transparency
- Best execution obligations
- MiFID II Trading Obligation
- Impact on algorithmic trading and HFT
- Reporting and record keeping requirements
- Effect on transaction reporting / consolidated tape
- How MiFID II compares with the Dodd Frank Act
- Case studies
EMIR
- What exactly is EMIR?
- Key objectives of EMIR
- Scope of EMIR
- Impact of EMIR on market participants
- EMIR Reporting Obligation
- EMIR Clearing Obligation
- EMIR Refit
- Risk mitigation for cleared derivatives
- Risk mitigation for non-cleared derivatives
- Dispute reconciliation
- Case study
When and Where
22 Aug 2025
09:00-17:00
New York
Markets
Book Now!
Other Dates and Locations
Search for Mastering MiFID II and EMIR in our course schedule for alternative dates and locations where this course is offered.